At last…
A regtech solution that fulfils its promises
Boost compliance data accuracy, speed up reporting and give time back to your risk and compliance people.
Financial services organisations that put their trust in protocol
The protocol team has been fantastic to work with. They bring deep industry knowledge from their experience, offer valuable insights and perspectives we hadn’t considered, and maintain a strong solution-focused approach. Most importantly, the implementation process was very easy — they delivered on every promise along the way.
Regulated businesses trust protocol as the platform to run their AML, risk and compliance functions. It’s a ready-made solution which transforms how first line staff initiate and capture compliance reporting.
Say goodbye to paper forms, emailed reporting, excel registers and manual labour-intensive analysis and board reporting.
Say hello to robust, reliable compliance process management and record keeping with rock solid data you can trust, delivered immediately and effortlessly.
Why choose protocol?
Quick to deploy
Up and running in weeks, not months. Achieve immediate ROI.
Real-time data recording
No surprises: get instant insight into risk and regulatory concerns.
Saves time and money
Cut time across your business. Lower the cost of risk and compliance.
Reduces pressure
Does the heavy lifting for your compliance team. Built to meet future data demands.
Rapid compliance reporting
Prepare board and regulatory reporting in a fraction of the time.
Peace of mind
Strengthens regulatory confidence across your Principal Persons, Key Persons and Senior Management team.
Why we are different
Shaped by real world experience.
Designed by financial services practitioners who’ve been in your shoes:
- Led client admin teams
- Onboarded new business
- Managed CDD from end to end
- Designed and conducted CRAs and Periodic Reviews
- Developed and implemented policies and procedures
- Served as Principal Persons on regulated boards
Built by process and technology experts using industry-leading automation software.
What our clients say
We adopted protocol in mid-2022 to enhance and augment our existing system. The implementation was well managed, and the service desk support has been consistently excellent.
David Hopkins
We implemented protocol to bring more structure and visibility to our compliance processes. Operating in a regulated Trust, Funds, and Pensions environment, it’s essential that we stay on top of evolving regulatory requirements.
Jess de Momme
Implementing protocol has had a significant positive impact across the firm. The team has experienced a noticeable improvement, making the processing and management of risk and compliance items far easier and operationally more efficient.
Alex Petrie
